2008-08-16 — nytimes.com
``Charles Schwab, Fidelity Investments, and TD Ameritrade, three of the most widely used brokerage firms, acknowledged Friday that they were responding to inquiries into their sales and marketing practices. So far, Mr. Cuomo’s office, the Securities and Exchange Commission, and a task force of state securities regulators have placed about 25 companies under review.''
source article |
permalink |
discuss |
subscribe by:
|
RSS |
email 
Comments: Be the first to add a comment
add a comment | go to forum thread
Note: Comments may take a few minutes to show up on this page. If you go to the forum thread, however, you can see them immediately.